Compliance Analyst
Location: Newport Beach California
Description: Pacific Investment Management Company LLC is currently interviewing Compliance Analyst right now, this occupation will be placed in California. Further informations about this occupation opportunity please give attention to these descriptions. Individual will be responsible for providing compliance support for the Legal and Compliance Department, including, but not limited to: reviewing adver! tisements, sales literature, client servicing materials, press releases, television interviews, public speeches, internet site(s), requests for proposal; and special projects as assigned. Retention and maintenance of stated documents. Position entails working in a fast-paced team environment with heavy workload.
Position Requirements
- A four-year degree in business or related field.
- Proficiency in Excel, Microsoft Work, and Outlook.
- Clear commitment to PIMCO's culture, values and approach
- Previous legal/compliance experience with a broker-dealer or investment adviser of 3-5 years is desired.
- Team-oriented: ability to apply analytical and decision-making skills in a collaborative environment.
- Service oriented: ability to balance regulatory and policy standards along with a business perspective.
- Exceptional organizational skills: ability to effectively prioritize tasks, produce consistently accura! te work and meet strict deadlines.
- Highly flexible, m! ulti-task oriented: capable of rapidly changing directions based on business demands.
- Must take initiative in learning and applying new skills and regulations.
- Superior written and oral communication skills; confidence interacting with all levels of management.
- NASD Series 7, 24 and 63, highly desirable or the ability to obtain within 3 months of employment.
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If you were eligible to this occupation, please email us your resume, with salary requirements and a resume to Pacific Investment Management Company LLC.
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This occupation starts available on: Wed, 31 Jul 2013 16:02:04 GMT